A Word on Compliance … From the Enforcers

In an effort to improve both enforcement practices and corporate compliance efforts, the Ethics Resource Center hosted a Policy Summit on Feb. 12, 2013, called “Improving Corporate Conduct through Pro-Compliance Enforcement Practices.” ACC Advocacy staff attended the summit, as part … Continue reading

ACC Files Comments with House Financial Services Committee re: Dodd-Frank Whistleblower Provisions

In a letter filed with the House Financial Services Committee, ACC noted that it strongly supports draft legislation that would require employees to report internally, subject to limited exceptions. The SEC and CFTC have proposed rules that would permit employees … Continue reading

ACC Files Comments with SEC re: Dodd-Frank Whistleblower Regs Proposal

Today ACC filed followup comments with the Securites and Exchange Commission  regarding proposed regulations, related to the Dodd-Frank Bill, that bypass the internal compliance systems designed to handle employee reports that are critical to addressing emerging problems. Earlier this week … Continue reading